Please use this identifier to cite or link to this item: https://hdl.handle.net/10321/4124
Title: Carbapenem resistance profiling of selected bacterial species belonging to the Enterobacteriaceae family in various water matrices
Authors: Dludla, Winile Nokwazi 
Keywords: Carbapenem resistance profiling;Bacterial species;Enterobacteriaceae family;Water matrices
Issue Date: 2021
Abstract: 
Carbapenems are broad-spectrum β-Lactams exhibiting bactericidal activity by binding to
penicillin-binding proteins (PBPs). These antibiotics are the last resort drugs prescribed for severe
infections when other administered ones have failed to produce enough responses in patients.
Bacteria belonging to the Enterobacteriaceae family, including Escherichia coli and Klebsiella
pneumoniae were identified as “priority pathogens” by the World Health Organization (WHO) in
2017 due to their resistance against carbapenems and have been ranked as “Priority 1: Critical” for
research. Among the various types of carbapenem-resistant Enterobacteriaceae (CRE),
carbapenemase-producing CRE (CP-CRE) have drawn the most attention since they can contribute
to the overall challenge of antimicrobial resistance. Wastewater treatment plants (WWTPs) have
been considered a potential hub for antibiotic resistance gene exchange and further release into the
environment. Therefore, antimicrobial resistance surveillance using sewage isolates has been
presented as a way to study the occurrence and spread of specific clonal groups or sequence types
within a community or population. Thus, this study aimed to investigate the occurrence of
carbapenem-resistant K. pneumoniae and E. coli and their virulence genes in selected WWTPs
treating municipal wastewater in Durban, South Africa, and to assess the efficiency of these
WWTPs in removing these microorganisms.
The samples were taken from two WWTPS (WWTP I and WWTP II) monthly from six sampling
points (influent, aeration/biofilter, pre-chlorination, post-chlorination, upstream and downstream
from the WWTP’s discharge points) from January to September 2018. Primary isolation and
enumeration were carried out on CHROMagarTM ECC and Klebsiella ChromoSelect Selective
Agar Base, for E. coli and K. pneumoniae, respectively. A total of 120 carbapenem-resistant E.
coli (CR E. coli) and 100 carbapenem-resistant K. pneumoniae (CR K. pneumoniae) were randomly selected, further identified using biochemical tests and confirmed using matrix-assisted
laser desorption ionization-time of flight (MALDI-TOF), polymerase chain reaction (PCR) and
16S rRNA sequencing. The confirmed isolates were then subjected to antimicrobial susceptibility
testing (AST) using eight antibiotics (third-generation cephalosporins and carbapenems) to
determine their resistance profile. Extended-spectrum beta-lactamases (SHV, CTX-M, TEM, and
OXA-1) and carbapenemase genes (NDM-1, OXA-48, IMP and VIM) and virulence genes such
as stx 1 and 2, rfbE, hly, eae, and fliC were targeted using PCR.
While carbapenem-resistant E. coli was detected in both WWTPs, the carbapenem-resistant K.
pneumoniae was only detected in WWTP II. The total E. coli count in the influent ranged from
6.8 to 7.1±0.06 log10 CFU/100 mL (WWTP I) and 6.9 to 7.2±0.08 log10 CFU/100 mL (WWTP II)
with a carbapenem resistance percentage of 0.01% and 0.07%, respectively. A complete reduction
of CR E. coli was observed in both WWTPs surveyed and was not detected from the receiving
water bodies. The total K. pneumoniae in the influent of WWTP II ranged between 7.1 to 7.3±0.1
log10 CFU/100 mL. For carbapenem-resistant K. pneumoniae, the highest percentage was detected
in the aeration tank (3.03%), followed by the pre-chlorinated effluent (1.33%), with the influent
having the least (0.34%). However, carbapenem-resistant K. pneumoniae was not detected from
the post-chlorinated effluent and the receiving water bodies, indicating a complete removal.
The third-generation cephalosporin resistance profile showed high resistance against cefixime in
both E. coli and K. pneumoniae isolates. Among these, the influent of WWPT II showed the highest
percentage of resistant E. coli against cefixime (92%) compared to WWTP I E. coli (62%) and
WWTP II K. pneumoniae (81%). In addition, the resistance profile of carbapenems showed that
most of the isolates were resistant to ertapenem in both WWTPs. Of the 120 E. coli isolates, 60 in WWTP I and II showed 100% and 95% resistance against ertapenem, respectively. Additionally,
K. pneumoniae showed 100% resistance against ertapenem.
The predominant ESBL genes detected in the E. coli isolates were TEM and SHV, showing a
100% carriage in both WWTPs. The least detected ESBL gene was OXA-1, at 98% and 52%
carriage in WWTP I and II, respectively. The occurrence of the ESBL genes in K. pneumoniae
isolates was slightly different between the sampling points. In the influent, the dominant genes
were TEM and CTX-M at 75% and 62%, respectively. In the aeration and pre-chlorinated effluent,
the dominant genes were TEM and SHV with 100% carriage. The least detected gene was the
CTX-M at 13% in the influent, with no detection at the other sampling points. Both E. coli and K.
pneumoniae isolates showed NDM-1 and OXA-48 to be the predominant genes identified of the
carbapenemase-producing genes investigated. In the influent of WWTP I and II, the E. coli isolates
that harboured NDM-1 were 100% and 82%, respectively. However, the modified Hodge test did
not correlate with the detection of CRE since the test was positive for only 34 isolates (15%), while
168 isolates carried the carbapenemase genes based on PCR test.
Out of the six virulence genes tested in CR E. coli, three (hly, rfbE, and eae) were detected. The
predominant gene in both WWTPs was hly, with the highest percentage in WWTP II (88%)
compared to WWTP I (33%). The least detected gene was eae, only detected in WWTP II at 8%.
For K. pneumoniae, out of the three virulence genes (wabG, urea, and rmpA) tested, wabG was
the only gene detected. This gene was detected at all the sampling points, with the highest
percentage being in the pre-chlorinated effluent (50%), followed by the influent (11%) and the
least in the aeration (10%). The investigated WWTPs showed carbapenem-resistant E. coli and K. pneumoniae isolates in their
influent samples and the various stages of the treatment except in the post chlorinated effluent
indicating their efficient removal during the disinfection process. Future research to determine the
presence of viable but not culturable (VBNC) carbapenem-resistant Enterobacteriaceae in these
treated effluent and recipient water bodies, and the use of advanced molecular methods capable of
identifying these bacteria at lower concentrations is hereby recommended as these water bodies
are routinely used for agricultural, industrial, and household purposes by the local communities.
Description: 
Submitted in fulfilment of the requirements of the Degree of Master in Applied Sciences:
Biotechnology in the Faculty of Applied Sciences at the Durban University of Technology, 2022.
URI: https://hdl.handle.net/10321/4124
DOI: https://doi.org/10.51415/10321/4124
Appears in Collections:Theses and dissertations (Applied Sciences)

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